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Note: This paper was written and
appears in the Energy psychology interactive: An integrated
book and CD program for learning the fundamentals of energy psychology.
Ashland, OR: Innersource. For further information, visit: http://www.innersource.net/
ENERGY PSYCHOLOGY
Theory, Indications, Evidence
Joaquín Andrade, M.D.
David Feinstein, Ph.D.
Despite its odd-seeming procedures and
eye-raising claims, evidence is accumulating that energy-based
psychotherapy, which involves stimulating acupuncture points or
other energy systems while bringing troubling emotions or situations
to mind,1 is more effective in the treatment of anxiety disorders
than the current standard of care, which utilizes a combination
of medication and cognitive behavior therapy. This paper 1) presents
preliminary data supporting this assertion, 2) discusses indications
and contraindications for the use of energy therapy with anxiety
as well as other conditions, and 3) speculates on the mechanisms
by which a) tapping specific areas of the skin while b) a stimulus
that triggers a disturbed emotional response is mentally accessed
apparently alleviates certain psychological disorders.
A Winding Road to Effective Anxiety Treatment
The first author describes his initial encounter with panic disorder,
in a crowded urban hospital emergency room, some 30 years ago:
The patient was trembling, dizzy, and terrified, pleading, Help
me, Doc, I feel like I'm gonna die! My medical training had not
prepared me for this moment, and I emerged from it determined
that I would have a better response the next time I was faced
with a patient in acute panic.
NOTE: This paper was written for and appears in Energy Psychology
Interactive: An Integrated Book and CD Program for Learning the
Fundamentals of Energy Psychology (Ashland, OR: Innersource, in
press). Phil Friedman, Ph.D., and Gary Craig provided astute critiques
of an earlier version of this paper, and their contributions are
gratefully acknowledged. Permission to copy for personal and educational
purposes, with this note included, is freely granted.
For further information, visit:
www.innersource.net
This was the first step on a long and winding road. I studied
with acknowledged experts on anxiety disorders, attended relevant
professional meetings, talked with famous international specialists,
read the books they recommended, did my own literature searches,
prescribed medications, applied various forms of psychotherapy
(from psychodynamic to Gestalt to NLP) learned acupuncture in
China, made referrals to alternative practitioners (including
those specializing in homeopathy, cranial sacral therapy, chiropractic,
flower remedies, applied kinesiology, ozone therapy, and Ayurvedic),
sent people on spiritual retreats, used all forms of machines
from biofeedback to electric acupuncture, even resorted to sensory
deprivation (confining a panic patient in a sensory deprivation
tank is a distinguishing sign of a therapist’s desperation).
The consistent finding: disappointing results. My colleagues and
I were making a difference for perhaps 40 to 50 percent of these
people, albeit with multiple relapses, partial cures, and many
who never completed treatment. Later, we combined alprazolam and
fluoxetine with cognitive behavior therapy, obtaining slightly
better outcomes. But never were we able to reach the 70 percent
in 20 sessions we had read about. Then came Eye Movement Desensitization
and Reprocessing (EMDR), which we learned as an almost secret
practice some friends were doing in an East Coast hospital. We
began to get more satisfactory responses, yet along with them,
disturbing abreactions.
We then learned about tapping selected acupuncture points while
having the patient imagine anxiety-producing situations. It was
a huge leap forward! We began to obtain unequivocal positive results
with the majority of panic patients we treated. At first we used
generic tapping sequences. Then tapping sequences tailored for
panic. Then tapping sequences based on diagnosing the energy pathways
involved in each patient’s unique condition. All of these
strategies yielded good results, slightly better with diagnosis-based
sequences, averaging about a 70 percent success rate.
We found we could further enhance these encouraging outcomes by
limiting sugar, coffee, and alcohol intake and prescribing a physical
exercise program. We emphasized the cultivation of enjoyment.
We showed our patients how Norman Cousins used laughter in his
own healing and encouraged them to engage in sincere laughter
for five minutes twice each day. We introduced natural metabolic
substances, such as L-tryptophan, L-arginine, and glutamic acid.
For rapid symptom relief in severe cases, we found we could combine
a brief initial course of medication with the tapping.
With this regime, we have been able to surpass the 70 percent
mark. And we have gathered substantial experience indicating that
stimulating selected acupoints is at the heart of the treatment
and is often sufficient as the sole intervention. Over a 14-year
period, our multidisciplinary team, including 36 therapists (2),
has applied tapping techniques (we also use the term “brief
sensory emotional interventions”) with some 31,400 patients
in eleven treatment centers in Uruguay and Argentina. The most
prevalent diagnosis (3) was anxiety disorder (4). For 29,000 of
these patients, our documentation included an intake history,
a record of the procedures administered, clinical responses, and
follow-up interviews (by phone or in person) at one month, three
months, six months, and twelve months. We have also systematically
conducted numerous clinical trials. Our conclusion, in brief:
No reasonable clinician, regardless of school of practice, can
disregard the clinical responses that tapping elicits in anxiety
disorders (over 70% improvement in a large sample in 11 centers
involving 36 therapists over 14 years).
Treating Anxiety
During any six-month period, nine percent of Americans are afflicted
with an anxiety disorder—panic disorder, post-traumatic
stress disorder (PTSD), specific phobias, social phobias, obsessive-compulsive
disorder, or generalized anxiety disorder (background information
for this section was drawn from the website of the American Psychiatric
Association, www.psych.org). While anxiety is an emotion designed
to cause us to either flee from danger or to be fully focused
and motivated in situations that demand effective action, if the
mechanisms that control this process become impaired and anxiety
will not turn off or goes into overdrive for no detectable reason,
the experience is hard to bear. In addition to psychic distress
that can be overwhelming, anxiety disorders often interfere with
a person’s ability to function. They not only occupy the
mind with panic, consuming fears, excessive worry, terrifying
flashbacks, or horrific scenarios, they can permeate the body
with shakes, nausea, a racing heart, stomach upset, aching muscles,
fatigue, numbness, restlessness, or insomnia. In the circular
grip of chronic anxiety, fear of the next episode becomes yet
another source of anxiety. People cannot usually just will themselves
out of this condition, however strong their desire.
Helping people suffering with anxiety disorders has been one of
psychotherapy’s partial success stories. Exposure therapy,
stress inoculation therapy, and EMDR (eye-movement desensitization
and reprocessing therapy) are on a list, generated by the American
Psychological Association, of “empirically validated treatments”
for PTSD. Phobic patients who can cooperate with a cognitive behavioral
treatment approach and conscientiously comply with back-home assignments
are helped in 65 percent of the cases.(5) A 22 to 18-month course
of medication will help panic patients well over half the time,
though relapse rates are estimated to be between 55 percent and
70 percent after the medication is discontinued (6) Combining
medication and cognitive behavior therapy (CBT) increases the
durability of treatment gains (7). A cognitive behavioral approach
includes methods such as shifting breathing patterns at the first
sign of panic, cognitive restructuring to correct for catastrophic
misinterpretations of bodily sensations or events, detailed recording
of one’s thoughts and behaviors along with attempts to shift
them, and exposure to fear-inducing cues while maintaining a state
of relaxation in the body.
Many of these interventions require invasive measures such as
medication or aversion techniques. Others require persistent back-home
application. Even in successful cases, it often requires eight
to twelve weeks of compliance before significant gains are enjoyed.
This was the state of the art when well-publicized claims about
“five-minute phobia cures” with patients who had not
responded to other treatments began to appear in the media. While
making dramatic public claims in lieu of controlled research was
not the most auspicious entry for getting the psychotherapeutic
establishment to take an impartial look, this approach—which
has come to be known as energy psychology or energy-based psychotherapy
or simply energy therapy—is nonetheless rapidly gaining
acceptance among growing numbers of seasoned clinicians (8).
Clinical Trials
The clinical trials in the South American treatment centers were
conducted for the purpose of internal validation of the procedures
as protocols were being developed. When energy psychology methods
were introduced to the clinical team, many questions were raised,
and a decision was made to conduct clinical trials comparing the
new methods with the CBT/medication approach that was already
in place for the treatment of anxiety. These were pilot studies,
viewed as possible precursors for future research, but were not
themselves designed with publication in mind. Specifically, not
all the variables that need to be controlled in robust research
were tracked, not all criteria were defined with rigorous precision,
the record-keeping was relatively informal, and source data were
not always maintained. Nonetheless, the studies all used randomized
samples (9), control groups (10), and double blind assessment
(11). The findings were so striking that they are worth reporting
Over two dozen separate studies were conducted. In the largest
of these (and some of the other studies were sub-sets of this
study), approximately 5,000 patients were randomly assigned to
receive CBT and medication or tapping treatments (12). Approximately
2,500 patients were in each group, with diagnoses including panic,
agoraphobia, social phobias, specific phobias, obsessive compulsive
disorders, generalized anxiety disorders, PTSD, acute stress disorders,
somatoform disorders, eating disorders, ADHD, and addictive disorders
(13). The study was conducted over a 5½-year period. Patients
were followed by telephone or office interviews at 1 month after
treatment, 3 months, 6 months, and 12 months. “Positive
clinical responses” (ranging from complete relief to partial
relief to short relief with relapses) were found in 63 percent
of those treated with CBT and medication and in 90 percent of
those treated with tapping techniques. Complete freedom from symptoms
was found in 51 percent and 76 percent, respectively (14).
The number of sessions required to attain the positive outcomes
also varied between the two approaches. In one of the studies,
96 patients with specific phobias were treated with a conventional
CBT/medication approach and 94 patients with the same diagnosis
were treated using a combination of tapping techniques and an
NLP method called visual-kinesthetic dissociation (the patient
mentally plays a short “film” of the phobic reaction
while watching it from a distance, and then rapidly rewinds and
replays it, gradually entering the film, until a “dissociation”
from the triggering event is effected). Positive results (15)
were obtained with 69 percent of the patients treated with CBT/medication
within 9 to 20 sessions, with a mean of 15 sessions. Positive
results were obtained with 78 percent of the patients treated
with the tapping and dissociation techniques within 1 to 7 sessions,
with a mean of 3 sessions (16)
Standard medications for anxiety (benzodiazepines, including diazepam,
alprazolam, and clonazepan) were given to 30 patients with generalized
anxiety disorder (the three drugs were randomly assigned to subgroups
of 10 patients each). Outcomes were compared with 34 generalized
anxiety disorder patients who received tapping treatment. The
medication group had 70 percent positive responses compared with
78.5 percent for the tapping group.
About half the medication patients suffered from side effects
and rebounds upon discontinuing the medication. There were no
side effects in the tapping group, though one patient had a paradoxical
response (increase of anxiety).
Specific elements of the treatment were also investigated. The
order that the points must be stimulated, for instance, was investigated
by treating 60 phobic patients with a standard 5-point protocol
while varying the order in which the points were stimulated with
a second group of 60 phobic patients. Positive clinical responses
for the two groups were 76.6 percent and 71.6 percent, respectively,
showing no significant difference for the order in which the points
were stimulated. In other studies, varying the number of points
that were stimulated, the specific points, and the inclusion of
typical auxiliary interventions such as the “9 Gamut Procedure”
did not result in significant differences between groups, although
diagnosis of which energy points were involved in the problem
led to treatments that had slightly more favorable outcomes. The
working hypothesis of the treatment team at the time of this writing
is that for many disorders, such as specific phobias, wide variations
can be employed in terms of the points that are stimulated and
the specifics of the protocol. For a smaller number of disorders,
such as OCD and generalized social anxiety, precise protocols
must be formulated and adhered to for a favorable clinical response.
In a study comparing tapping with acupuncture needles, 40 panic
patients received tapping treatments on pre-selected acupuncture
points. A group of 38 panic patients received acupuncture stimulation
using needles on the same points. Positive responses were found
for 78.5 percent from the tapping group, 50 percent from the needle
group.
While it must again be emphasized that these were pilot studies,
they lend corroboration to other clinical trials that have yielded
promising results regarding the efficacy of energy-based psychotherapy,
such as those conducted by Sakai et al. (n=714, representing a
wide range of clinical conditions) and Johnson et al. (n=105,
all PTSD victims of ethnic violence in Albania, Kosovo). Both
of these studies were published in the October 2001 issue of the
Journal of Clinical Psychology (17) and their full text, along
with that of related studies, can be downloaded from www.tftrx.com/5ref.html.
For an overview of current research in energy psychology, maintained
by the Association for Comprehensive Energy Psychology, visit
www.EnergyPsychResearch.org.
Indications and Contraindications
The follow-up data on the 29,000 patients coming from the 11 centers
in South America included subjective scores after the termination
of treatment by independent raters. The ratings, based on a scale
of 1 to 5, estimated the effectiveness of the energy interventions
as contrasted with other methods that might have been used (18).
The numbers indicate that the rater believed that the energy interventions
produced:
1. Much better results than expected with other methods.
2. Better results than expected with other methods.
3. Similar results to those expected with other methods.
4. Lesser results than expected with other methods (only use in
conjunction with other therapies).
5. No clinical improvement at all or contraindicated.
It must be emphasized that the following indications and contraindications
for energy therapy are tentative guidelines based largely on the
initial exploratory research and these informal assessments. In
addition, the outcome studies have not been precisely replicated
in other settings, and the degree to which the findings can be generalized
is uncertain. Nonetheless, based upon the use of tapping techniques
with a large and varied clinical population in 11 settings in two
countries over a 14-year period, the following impressions can serve
as a preliminary guide for selecting which clients are good candidates
for acupoint tapping. There is also considerable overlap between
these tentative guidelines and other published reports (19).
Rating of 1—“Much better results than with other methods.”
Many of the categories of anxiety disorder were rated as responding
to energy interventions much better than to other modalities. Among
these are panic disorders with and without agoraphobia, agoraphobia
without history of panic disorder, specific phobias, separation
anxiety disorders, post-traumatic stress disorders, acute stress
disorders, and mixed anxiety-depressive disorders. Also in this
category were a variety of other emotional problems, including fear,
grief, guilt, anger, shame, jealousy, rejection, painful memories,
loneliness, frustration, love pain, and procrastination. Tapping
techniques also seemed particularly effective with adjustment disorders,
attention deficit disorders, elimination disorders, impulse control
disorders, and problems related to abuse or neglect.
Rating of 2—“Better results than with other methods.”
Obsessive compulsive disorders, generalized anxiety disorders, anxiety
disorders due to general medical conditions, social phobias and
certain other specific phobias, such as a phobia of loud noises,
were judged as not responding quite as well to energy interventions
as did other anxiety disorders, but they were still rated as being
more responsive to an energy approach than they are to other methods.
Also in this category were learning disorders, communication disorders,
feeding and eating disorders of early childhood, tic disorders,
selective mutism, reactive detachment disorders of infancy or early
childhood, somatoform disorders, factitious disorders, sexual dysfunction,
sleep disorders, and relational problems.
Rating of 3—“Similar to the results expected with other
methods.” Energy interventions seemed to fare about equally
well as other therapies commonly used for mild to moderate reactive
depression, learning skills disorders, motor skills disorders, and
Tourette’s syndrome. Also in this category were substance
abuse-related disorders, substance-induced anxiety disorders, and
eating disorders. For these conditions, a number of treatment approaches
can be effectively combined to draw upon the strengths of each.
Rating of 4—“Lesser results than expected with other
methods.” The clinicians’ post-treatment ratings suggest
that for major endogenous depression, personality disorders, and
dissociative disorders, other therapies are superior as the primary
treatment approach. Energy interventions may still be useful when
used in an adjunctive manner.
Rating of 5—“No clinical improvement or contraindicated.”
The clinicians’ ratings of energy therapy with psychotic disorders,
bipolar disorders, delirium, dementia, mental retardation, and chronic
fatigue indicated no improvement. While anecdotal reports that people
within these diagnostic categories have been helped with a range
of life problems are numerous, and seasoned healers might find ways
of adapting energy methods to treat the conditions themselves, the
typical psychotherapist trained only in the rudimentary use of acupoint
stimulation should have special training or understanding for working
with these populations before applying energy methods.
Other Guidelines. Even though the above guidelines are preliminary
and heuristic, diagnosis is clearly a key indicator of how and when
to bring energy-based psychotherapy into the treatment setting.
As part of the diagnostic work-up, co-morbidities should also be
carefully identified. Their presence will influence the treatment
strategy. Even in cases where energy interventions are not the treatment
of choice, they can be used as a complement to other psychotherapies,
drugs, and medical procedures. In these cases, it is useful to orient
them around well-defined emotional issues and it is critical to
keep other treatment team members informed about the energy treatment
and its purpose. While interventions that tap acupuncture points
appear to be effective in alleviating a wide range of physical disorders,
much as acupuncture with needles can be applied to illnesses ranging
from allergies to cancer, strong caution must be used when addressing
physical diseases or undiagnosed pain. Medical examinations and
the participation of medical personnel is indicated when addressing
serious conditions or symptoms that might prove to be the first
evidence of a serious condition. Among the hazards: tapping acupoints
may bring about subjective improvement that ultimately wastes life-saving
time.
Joseph Wolpe’s Seminal Contribution to Energy Psychology
When Joseph Wolpe developed systematic desensitization in the
1950s, he provided the next several generations of clinicians
their most potent single non-pharmacological tool for countering
severe anxiety conditions. Patients were taught how to relax each
of the body’s major muscle groups. With the muscle groups
relaxed, they would bring to mind a thought or image that evoked
an item from the bottom of a hierarchy of anxiety-provoking situations
they had prepared earlier. They would learn to shift the focus
between holding the thought or image and relaxing the muscle groups
until the thought or image was progressively associated with a
relaxed response. They would then systematically move up the hierarchy,
reconditioning the response to each thought or image by replacing
the anxious or fearful response with a relaxed response.
This process is the closest cousin energy therapy has among traditional
psychotherapeutic modalities. Both modalities bring a problematic
emotion to mind and introduce a physical procedure that neutralizes
the emotion. But energy therapy also has a much older relative,
whose lineage substantially expands the range of problems that
may be addressed and the precision with which they may be targeted.
That progenitor is the practice of acupuncture.
Rather than to relax the muscle tension associated with anxiety
or fear, energy therapy corrects for a disturbed pattern in the
specific energy pathways or meridians that are affected when the
client is mentally engaged with a problematic situation. For this
reason, one of the strengths of energy-based psychotherapy is
the range of emotional conditions with which it is effective.
Each of the body’s major energy pathways is believed to
be associated with specific emotions and themes. A stimulus that
brings a meridian out of harmony or balance (while this is a complex
concept, terms such as underenergy, overenergy, and stagnant energy
might each apply) also activates the emotion associated with that
meridian. The treatment pairs the stimulus with an energy intervention
that rebalances the meridian, bringing it back into coherence
and harmony with the body’s overall energy system. A disturbed
meridian response is replaced by an undisturbed response. Just
as deep muscle relaxation can neutralize a specific fear in systematic
desensitization, calming a disturbed meridian can disengage the
emotional reaction associated with that meridian.
It is because of the wide spectrum of emotions that are governed
by the meridian system (20) that tapping interventions have a
greater power and applicability than systematic desensitization.
Systematic desensitization can neutralize anxiety-based responses
by countering them with deep muscle relaxation, but that is the
only key on its keyboard. Interventions capable of restoring balance
to any of the major meridians can address the entire scale of
human emotions, from anxiety and fear to anger, grief, guilt,
jealousy, over-attachment, self-judgment, worry, sadness, and
shame. Note the spectrum of problematic emotions for which the
raters in the South American studies found energy interventions
to produce “much better results than other methods.”
These impressions are corroborated by reports from practitioners
in numerous other settings who have been impressed by the speed
with which a wide range of problematic emotions can be overcome
by using energy interventions (21).
Possible Mechanisms
While a framework that links specific emotions with specific energy
pathways requires a paradigm-leap for most Western psychotherapists,
the hypothesis is central to traditional Chinese medicine, a 5,000-year-old
method that is currently the most widely practiced medical approach
on the planet. Its venerable though sometimes quaint concepts
are now being blended with modern scientific understanding and
empirical validation, and an approach is developing that holds
great promise for Western medicine as well as for psychotherapy.
The most controversial idea that emerges for psychotherapy is
that the body is surrounded and permeated by an energy field which
carries information (22). Disturbances in this energy field are
said to be reflected in emotional disturbances. The concept of
energy fields carrying information that impacts biological and
psychological functioning is appearing independently in the writings
of scientists from numerous disciplines, ranging from neurology
to anesthesiology, from physics to engineering, and from physiology
to medicine (23). In energy psychology, this two-part formulation,
in which biochemistry and invisible physical fields are believed
to be working in tandem, has been used to explain the rapid changes
that are often witnessed in long-standing emotional patterns.
Changes in the energy field are understood as having the power
to shift the organization of electrochemical processes.
Many of the electrochemical processes that are probably involved
have been mapped (24). When a person thinks about an emotional
problem, activation signals can be registered by various brain-imaging
techniques at the amygdala, hippocampus, orbital frontal cortex,
and several other central nervous system structures. When tapping
is simultaneously introduced, the receptors that are sensitive
to pressure on the skin send an afferent signal, regulated by
the calcium ion, through the medial lemniscus, that reaches the
parietal cortex and from there is directed to other cortical and
limbic regions. The interaction of these signals appears to cause
a shift in the biochemical foundations of the problem(25). One
hypothesis is that the signal sent by tapping “collides”
with the signal produced by thinking about the problem, introducing
“noise” into the emotional process, which alters its
nature and its capacity to produce symptoms. Enhanced serotonin
secretion also correlates with tapping specific points.
Whether serotonin, the calcium ion, or the energy field (or some
combination) is the primary player in the sequence by which tapping
reconditions disturbed emotional responses to thoughts, memories,
and events, early clinical trials suggest that easily replicated
procedures seem to yield results that are more favorable than
other therapies for a range of clinical conditions. Based on the
preliminary findings in the South American treatment centers,
new and more rigorous studies by the same team are planned or
underway. Many are designed to corroborate the informal findings
reported in this paper. Others will investigate new protocols
for patients who have not responded well to more standardized
energy interventions. Others will focus on the neurological correlates
of energy interventions, using LORETA tomography and other brain
imaging devices. While much more investigation is still needed
to understand and validate an energy approach, early indications
are quite promising.
Notes
1 “Energy psychology," "energy-based psychotherapy,"
and "energy therapy" all refer to the therapeutic modality
represented, for instance, by the Association for Comprehensive
Energy Psychology. Earlier therapeutic modalities within psychology
and psychiatry that focus on the body's energy systems extend
back at least to Wilhelm Reich and are seen in contemporary practices
such as bioenergetics and Gestalt therapy.
2 The initial group included 22 therapists. Of the 36
clinicians to eventually participate in the studies over the 14-year
period, 23 were physicians (anxiety is typically treated by the
primary care physician in Argentina and Uruguay; 5 of the 23 physicians
were psychiatrists), 8 were “clinical psychologists”
(in both countries, the use of this title requires the equivalent
of a masters degree, substantial supervised clinical experience,
and specialized credentials as a clinical psychologist), 3 were
mental health counselors, and 2 were RNs. All of them had extended
experience treating or assisting in the treatment of anxiety disorders.
Their experience with energy psychology methods ranged from six
months in the initial phases of the clinical trials to some who
by the end had been using energy techniques for 14 years. Most
were initially trained in Thought Field Therapy and later incorporated
related techniques, generally customizing their approach as they
gained experience. During the fourteen years, some of the 36 therapists
were on staff the entire period, some on the initial team left,
others came onto the team while the clinical trials were underway.
3 Various assessment instruments were used over the course
of the 14 years. However, in each clinical trial, the assessment
methods were standardized. Careful clinical interviews were always
taken, physical exams were given when indicated, and interview
data were supplemented by scores from assessment instruments such
as the Beck Anxiety Inventory, the Spielberger State-Trait Anxiety
Index, SPIN for social phobias, and the Yale-Brown Obsessive-Compulsive
Scale for OCD. The most objective assessment tool that was used
involved pre- and post-treatment functional brain imaging (computerized
EEG, evoked potentials, and topographic mapping).
4 Anxiety disorders were defined as including panic disorders,
post-traumatic stress disorders, specific phobias, social phobias,
obsessive-compulsive disorders, and generalized anxiety disorders.
5 From the website of the American Psychiatric Association,
www.psych.org, specifically http://www.psych.org/public_info/anxiety_day.cfm#1#1.
6 http://www.psych.org/clin_res/pg_panic_1.cfm
7 http://www.psych.org/public_info/anxiety_day.cfm#1#1.
8 While we do not know of formal studies supporting this
claim, it is a widely held impression among practitioners, and
it is backed by an emerging clinical literature typified, for
instance, by the Energy Psychology Series launched by Norton Professional
Books.
9 Over the 14 years, a series of randomization methods
were used for assigning patients to a treatment group or a control
group. Simple randomization tables were used initially; increasingly
sophisticated randomization software was subsequently introduced.
10 Because the conventional treatment for anxiety—cognitive
behavior therapy (CBT) plus medication—was already being
used at the point the energy interventions were introduced to
the clinical staffs, patients were randomly assigned for conventional
CBT/medication treatment (which constituted the control group)
or for energy-based treatment (which constituted the experimental
group).
11 The raters assessing the patient’s progress
at the close of therapy and in the follow-up interviews were clinicians
who were not involved in the patient’s treatment and were
not aware of which treatment protocol had been administered. Both
the patients and the raters were instructed not to discuss with
one another the therapy procedures that had been used. The raters
were given a close variant of the following instructions: “This
patient was diagnosed with [detailed diagnosis, symptoms, and
severity of the disorder as judged at intake] and a course of
a given treatment was applied. Please assess if the patient is
now asymptomatic, shows partial remission, or had no clinical
response.” Psychological testing and brain mapping were
administered by still other individuals who were neither the patient’s
clinician nor rater.
12 The clinicians were generally proficient in both CBT
and energy methods. A team approach was used in which non-medical
therapists worked with physicians who prescribed medications for
the CBT patients. Patients receiving energy treatments did not
receive medication. There was advance agreement among the clinical
staff about the nature of CBT and about the kinds of tapping protocols
that would be used with any specific subset of patients. The same
clinician might provide CBT for one patient and an energy approach
for another, but the two approaches were not mixed.
13 In addition to clinical interviews and physical exams
where indicated, the clinician would order specific assessment
instruments that were judged as being most appropriate for measuring
subsequent treatment gains based on the initial diagnosis. The
Beck Anxiety Inventory was given to approximately 60% of these
patients, but other scales, such as SPIN for social phobias or
the Yale-Brown Scale for OCD were administered instead when these
diagnoses were suspected based on the intake interview.
14 Clinical outcomes were assessed based upon interviews
conducted by raters who were not involved in the therapy, as described
in footnote 10. These assessments were then compared with the
pre- and post-treatment test scores and the pre- and post-treatment
digitized brain mappings. Brain mapping was done in approximately
95% of the patients. Functional brain imaging was done with approximately
95% of the patients and can identify, for instance, excessive
beta frequencies in the prefrontal and temporal regions, which
is a typical profile of anxiety. Most recently, LORETA tomographies
were introduced, allowing the identification of dysfunction in
deeper structures, such as the amygdala and locus ceruleus.
While this aspect of the study could and will be the
basis of future reports, in brief, the brain mapping correlated
with other measures of improvement, specifically the psychological
test data and the conclusions reached by the raters. The patients
assessed as showing the greatest improvement also showed the largest
reduction of beta frequencies. Interestingly, on 12-month follow-up,
these beta frequency improvements not only persisted, they became
more pronounced.
15 Results in this sub-study were assessed as above.
The number of sessions was determined by mutual agreement between
the therapist and the patient that further treatment was not indicated.
16 While in this particular sub-study the addition of
the NLP technique may have skewed the results in favor of the
tapping techniques, the overall findings with the 29,000 patients
suggest that similar results are gained without the inclusion
of the NLP technique.
17 While these articles were published along with scathing
editorial critiques of the assessment techniques, case selection,
data analysis, and overall design, others have found that despite
these flaws, they are “fascinating preliminary reports from
a clinical standpoint” (Hartung, J., and Galvin, M. Energy
Psychology and EMDR: Combining Forces to Optimize Treatment. New
York: Norton, 2003, p. 59).
18 While subjective ratings of this nature certainly
fall short of being established assessment instruments, the purpose
of the ratings was to help the South American clinics generate
guidelines for the use of energy interventions. The staff reports
that these guidelines have proven administratively useful and
clinically trustworthy, although the degree that they might generalize
to other settings is unknown.
19 Hartung & Galvin, op. cit. 16, pp. 31 - 33.
20 In the time-honored and strikingly sophisticated “five
element theory” of traditional Chinese medicine (known as
wu zing and probably conceived around 400 B.C.), each of five
basic “elements” is associated with a primary impulse
or rhythm found in nature (represented by the metaphors of water,
wood, fire, earth, and metal). These impulses (a more precise
translation than elements is “phases in dynamic motion”)
have two distinct varieties, one being more active and outwardly
focused (yang), the other being more passive and inwardly focused
(yin). Each of twelve major energy pathways or meridians is associated
with one of these primary impulses in its more active or more
passive state.
The characteristics of each meridian and its functions
reflect the characteristics of its element. When an imbalance
arises in the energies of a meridian, this may be a precursor
to physical illness related to the meridian’s element and
function, but it is also often expressed more immediately through
the activation of a specific emotion. For instance, the “water
element” meridians, not surprisingly, are kidney and bladder.
The emotions that are associated with water element fall along
the continuum from fear to intelligent caution. Imbalances in
the kidney meridian, which is the yin aspect of water element,
lead to an internal fearful state. Imbalances in the bladder meridian,
which is the yang aspect of water element, lead more to reactive
fears as events unfold.
Each meridian governs a specific emotion derived from
its element and energetic (active or passive). While the form
and expression of that emotional impulse may vary considerably
as it interacts with the many other factors making up a human
personality, the basic relationship that is of concern within
energy psychology is that a disturbance in a meridian’s
energies tends to evoke a specific emotion. Treating the energy
disturbance deactivates the emotion.
For a list of the emotions associated with each meridian,
in both its balanced and reactive states, see the “Meridian
Emotions and Affirmations” table on the CD. For further
discussion of “five element” theory, see Chapter 7
of Donna Eden’s Energy Medicine (New York: Tarcher/Penguin
Putnam, 1999).
21 This statement is based on informal interviews with
over 30 practitioners of energy psychology, including many of
the field’s recognized pioneers and leaders, conducted by
the second author while developing the Energy Psychology Interactive
program.
22 Feinstein, D. Energy: Psychology’s Missing Link.
Paper submitted for publication.
23 References can be found in David Feinstein’s
At Play in the Fields of the Mind, Journal of Humanistic Psychology,
1988, 38(3): 71-109. The entire text of this article is on the
CD.
24 See, for instance, Kerry H. Levin and Hans O. Luder’s
Comprehensive Clinical Neurophysiology (London: W B Saunders,
2000).
25 One of the unsolved puzzles within energy psychology
is the observation that different tapping practitioners, using
different techniques, points, and methodologies, get similarly
strong results with most anxiety disorders. This impression was
corroborated in the comparison studies conducted in South America.
What is the underlying mechanism that accounts for the positive
outcomes being witnessed regardless of how the components of the
approach were mixed and matched? The proponents of the various
approaches tend to claim that the strong results they report are
a function of the specifics of their particular technique. The
common element for all of them, however, is that they stimulate
mechanoreceptors in different parts of the body.
Mechanoreceptors are specialized receptors that respond
to mechanical forces such as tapping, massaging, or holding. Among
their types: Meissner corpuscles, Pacini corpuscles, Merkel discs,
and Ruffini corpuscles. They are sensitive to stimulation on the
surface of the skin anywhere on the body. The acupuncture points,
called hsue in traditional Chinese medicine (“hollow”
rather than “point” is actually the correct translation
from the Mandarin), are loci that have a particularly high concentration
of mechanoreceptors, free nerve endings, and neurovascular density.
The signals that are initiated when tapping hsue travel as afferent
stimuli that are capable of reaching the cortex, the amygdala,
and the hippocampus.
So a possible explanation for the puzzle of why stimulating
different points yields the same results involves the simple fact
that mechanoreceptors are distributed all over the skin surface.
Regardless of where you tap, you are likely to stimulate mechanoreceptors.
The signal that is generated travels via large myelinated fibers,
ascends ipsilaterally through the medial lemniscus, and triggers
the somato-sensory cortex at the parietal lobes and the prefrontal
cortex. From there, the signal reaches the amygdala, hippocampus,
and other structures where the emotional problem has neurological
entity, and the signal apparently disrupts established patterns.
In theory, you can tap anywhere and impact emotional problems.
Non-hsue skin areas, or "sham points," also have mechanoreceptors.
But because they are not as dense as in hsue, the effect of tapping
them is not as intense. Also, since different hsue send convergent
signals that can release one or more neurotransmitters, the same
effects may be obtained from stimulating different points.
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